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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

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DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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