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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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IFPRU 6.2 Guidance on market risk

As Published: 2019

IFPRU 6.2 Guidance on market risk

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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Similar To

LR 12.5 Purchase of own securities other than equity shares

LR 5.2 Cancelling listing

LR 3.5 Block listing

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 9.10 Significance of being an open-ended investment company

SUP 10A.1 Application

CASS 5.4 Non-statutory client money trust

EG 4.14 Joint investigations with the PRA

SUP 10C.2 Purpose

SUP 8.8 Revoking waivers

DTR 8.4 Continuing obligations

SUP 3.10 Duties of auditors: notification and report on client assets

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme