Search Result

301 - 320 of 1600 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

APER 1.1A Application

As Published: 2015

APER 1.1A Application

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement