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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

IFPRU 8.2 Large Exposures

As Published: 2019

IFPRU 8.2 Large Exposures

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

COND 1.1A Application

As Published: 2013

COND 1.1A Application

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications