Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

…

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

…

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

…

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 3.4 Risk weights under the standardised approach to credit risk

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 8.9 Circumstances where the restriction in section 21 does not apply

CASS 6.1 Application

SUP 16.24 Retirement income data reporting

EG 19.34 Markets in Financial Instruments Regulations 2017

CASS 7.13 Segregation of client money

ICOBS 8.4 Employers’ Liability Insurance

SYSC 19A.1 General application and purpose

PERG 5.8 The regulated activities: advising on contracts of insurance

COND 2.7 Business model

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

PERG 8.7 Engage in investment activity

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]