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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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