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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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