Search Result

81 - 100 of 1400 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SYSC 4.8

As Published: 2015

SYSC 4.8

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies