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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

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COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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IFPRU 11.4 Information for resolution plans

As Published: 2019

IFPRU 11.4 Information for resolution plans

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

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CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

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PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

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