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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.2 MAIN REQUIREMENTS

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002