Search Result

761 - 780 of 1586 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

As Published: 2014

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

DISP App 3.6 Determining the effect of a breach or failing at step 1

As Published: 2017

DISP App 3.6 Determining the effect of a breach or failing at step 1

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities