Search Result

701 - 720 of 1033 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

As Published: 2016

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

IPRU-INV 12 App 1 Terms

As Published: 2017

IPRU-INV 12 App 1 Terms

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

MCOB 7A.3 Early repayment disclosure

As Published: 2016

MCOB 7A.3 Early repayment disclosure

MCOB 2A.4 Early repayment

As Published: 2016

MCOB 2A.4 Early repayment

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

MCOB 6A.1 Application and purpose

As Published: 2015

MCOB 6A.1 Application and purpose