Search Result

641 - 660 of 1438 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

IFPRU 1.5 Notification of FINREP reporting

As Published: 2019

IFPRU 1.5 Notification of FINREP reporting

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems