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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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EG 18.1 Cancellation on the FCA’s own-initiative

MAR 9.4 Supervisory regime

DTR 1C.1 Application and purpose (Primary information providers)

DTR 8.1 Application

DTR 8.3 Criteria for approval as a primary information provider

CONC 5A.5 Consequences of contravention of the cost caps

MAR 5A.3 Specific requirements for OTFs

LR 5.4A Transfer between listing categories

COBS 6.4 Disclosure of charges, remuneration and commission

SYSC 13.6 People

PERG 6.6 The factors

PERG 14.8 Financial promotions

EG 9.2 The FCA’s general policy in this area

APER 4.7 Statement of Principle 7

CONC 10.2 Prudential resources requirements

COBS 4.13 UCITS

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

PERG 4.10 Exclusions applying to more than one regulated activity

LR 15.2 Requirements for listing

SYSC 21.1 Risk control: guidance on governance arrangements