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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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EG 10.4 Other relevant powers

COLL 11.4 Depositaries

MAR 5.3 Trading process requirements

COND 2.2 Location of offices

REC 6.3 Recognition requirements

PERG 5.3 Contracts of insurance

LR 6.2 Historical financial information requirements

MCOB 2A.3 Foreign currency loans

DISP 1.1A Complaints handling requirements for MiFID complaints

CONC 5.1 Application [deleted]

LR 5.4A Transfer between listing categories

REC 3.14 Products, services and normal hours of operation

LR 3.4 Debt and other securities

SUP 17A.2 Connectivity with FCA systems

SUP 15.6 Inaccurate, false or misleading information

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy