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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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SUP 15.10 Reporting suspicious transactions or orders (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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