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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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IFPRU 11.5 Intra-group financial support

MAR 7A.4 Requirements when providing direct electronic access

CASS 11.3 Responsibility for CASS operational oversight

LR 8.6 Criteria for approval as a sponsor

MAR 7A.3 Requirements for algorithmic trading

SUP 10C.5 FCA governing functions: Executive

RCB 3.2 Annual confirmations of compliance and asset pool monitor

BIPRU 4.6 The IRB approach: Retail exposures

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

PERG 7.3 Does the activity require authorisation?

REC 1.1 Application

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

MIPRU 4.2F Exposures and risk weights

SUP 16.18 AIFMD reporting

COBS 14.2 Providing product information to clients

SUP 11.4 Requirements on firms

MAR 8.2 Requirements for benchmark submitters [deleted]

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]