Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.20 Submission of recovery plans and information for resolution plans

COLL 6.8 Income: accounting, allocation and distribution

MAR 7A.4 Requirements when providing direct electronic access

LR 19.5 Disclosures

CASS 12.2 Treatment of client money

LR 6.11 Specialist companies: scientific research based companies

RCB 2.2 Applying for registration

CASS 1A.2 CASS firm classification

CASS 5.4 Non-statutory client money trust

FEES 3.1 Introduction

COND 2.2 Location of offices

MAR 5.3A Systems and controls for algorithmic trading

FIT 2.1 Honesty, integrity and reputation

PERG 7.7 Post-certification issues

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

IFPRU 4.12 Securitisation

SUP 10C.12 Conditional and time-limited approvals

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

PERG 7.6 Applications for a certificate

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

Cookies on the FCA Handbook Website

Search Result

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To