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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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PERG 13.7 The territorial application of MiFID [deleted]

BIPRU 12.7 Liquid assets buffer

SUP 8.6 Publication of waivers

MCOB 4.11 Sale and rent back: advising and selling standards

EG 19.34 Markets in Financial Instruments Regulations 2017

SUP 16.3 General provisions on reporting

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 5.6 Reverse takeovers

CREDS 9.2 Reporting

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)