Search Result

1281 - 1300 of 1700 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

COBS 3.4 Retail clients

As Published: 2017

COBS 3.4 Retail clients

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing