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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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