Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

…

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

…

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

…

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

…

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

COLL 3.2 The instrument constituting the fund

EG App 3.1 The FCA

EG 4.13 Preliminary findings letters and preliminary investigation reports

SYSC 19A.2 General requirement

ICOBS 2.1 Client categorisation

FEES 6.1 Application

EG 2.1 Case selection and the use of enforcement powers

MAR 4.3 Support of the Takeover Panel's Functions

DISP 1.3 Complaints handling rules

CASS 1.2 General application: who? what?

APER 4.1 Statement of Principle 1

CASS 5.4 Non-statutory client money trust

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)