Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IFPRU 2.2 Internal capital adequacy assessment process

CONC 10.2 Prudential resources requirements

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 19.23 Electronic Money Regulations 2011

PERG 13.7 The territorial application of MiFID [deleted]

SUP 15.14 Notifications under the Payment Services Regulations

EG 7.2 Alternatives to sanctions

FEES 6.7 Payment of levies

GENPRU 3.2 Third-country groups

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

BIPRU 8.6 Consolidated capital resources

SYSC 3.2 Areas covered by systems and controls

FEES 13.1 Application and purpose

REC 2.5 Systems and controls, algorithmic trading and conflicts

CASS 7.13 Segregation of client money

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

REC 2.2 Method of satisfying the recognition requirements

APER 1.1A Application

REC 6.1 Introduction and legal background

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

Cookies on the FCA Handbook Website

Search Result

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To