Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

IFPRU 1.5 Notification of FINREP reporting

As Published: 2019

IFPRU 1.5 Notification of FINREP reporting

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 6.5A The five steps for penalties imposed on firms

DEPP 3.2 The operation of the RDC

SUP 8.3 Applying for a waiver

CASS 11.3 Responsibility for CASS operational oversight

SYSC 6.3 Financial crime

IFPRU 4.7 Internal ratings based approach: loss given default

FEES 6.7 Payment of levies

REC 6.2 Applications

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

IFPRU 8.1 Prudential consolidation

LR 13.4 Class 1 circulars

EG 19.10 Enterprise Act 2002

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DEPP 4.1 Executive decision maker

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)