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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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IFPRU 3.1 Base own funds requirement

As Published: 2019

IFPRU 3.1 Base own funds requirement

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PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

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Effective Period

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LR 18.3 Listing applications

DEPP 2.4 Third party rights and access to FCA material

EG 7.8 The procedure for giving a private warning

EG 4.6 What a subject of investigation can say to third parties

DTR 5.10 Use of electronic means for notifications and filing

EG 15.5 Removal of a disqualification

APER 3.3 Factors relating to Statements of Principle 5 to 7

EG 2.3 Case selection: Threshold Conditions cases

REC 3.21 Criminal offences and civil prohibitions

EG 12.4 Liaison with other prosecuting authorities

COBS 19.2 Personal pensions, FSAVCs and AVCs

COBS 20.5 With-profits governance

PERG 14.4A Activities relating to regulated sale and rent back agreements

BIPRU 14.3 Unsettled transactions

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

BIPRU 14.4 Free deliveries

PERG 14.3 Activities relating to home reversion plans

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

IFPRU 3.1 Base own funds requirement

PERG 14.6 Carrying on a regulated activity in the United Kingdom