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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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IFPRU 8.2 Large Exposures

As Published: 2019

IFPRU 8.2 Large Exposures

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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IFPRU 8.1 Prudential consolidation

As Published: 2019

IFPRU 8.1 Prudential consolidation

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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