Search Result

101 - 120 of 1448 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

SYSC 4.8

As Published: 2015

SYSC 4.8

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions