Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

MCOB 8.5A Advised sales

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

ICOBS 6.2 Pre-contract information: general insurance contracts

DISP App 1.6 Valuing Relevant Benefits

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

CREDS 7.2 General requirements concerning lending policy

CONC 6.6 Pawn broking: conduct of business

PERG 5.14 Exemptions

LR 8.2 When a sponsor must be appointed or its guidance obtained

COBS 12.4 Investment recommendations

PERG 8.3 Financial promotion

LR 9.7A Preliminary statement of annual results, and statement of dividends

MAR 9.2 Authorisation and verification

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

DISP 1.4 Complaints resolution rules

LR 12.4 Purchase of own equity shares

DISP 3.3 Dismissal without consideration of the merits and test cases