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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

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SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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Similar To

REC 2.10 Financial crime and market abuse

EG 10.7 FCA costs

EG 2.11 Senior management responsibility

LR 5.2 Cancelling listing

FEES 6.7 Payment of levies

GENPRU 1.3 Valuation

IPRU-INV 1.1 PURPOSE

DISP 1.10A Complaints data publication rules

SYSC 4.9

REC 2.4 Suitability

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SUP 18.1 Application

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

FEES 5.1 Application and Purpose

BIPRU 1.2 Definition of the trading book

LR 6.2 Historical financial information requirements

SYSC 22.9 Records and transitionals

ICOBS 3.2 E-Commerce