Search Result

341 - 360 of 1663 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

IFPRU 4.14 Counterparty credit risk

As Published: 2019

IFPRU 4.14 Counterparty credit risk

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)