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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

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