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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions