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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

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ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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