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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

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MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

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EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

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SUP 10A.2 Purpose

As Published: 2018

SUP 10A.2 Purpose

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EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

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COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

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EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

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