Search Result

101 - 120 of 1663 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 7.1 Application

As Published: 2019

IFPRU 7.1 Application

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

IFPRU 3.1 Base own funds requirement

As Published: 2019

IFPRU 3.1 Base own funds requirement

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

COND 1.1A Application

As Published: 2013

COND 1.1A Application

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action