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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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COBS 11.8 Recording telephone conversations and electronic communications [deleted]

REC 3.22 Restriction of, or instruction to close out, open positions

LR 17.4 [deleted]

IFPRU 4.15 Credit risk mitigation

SUP 8.7 Varying waivers

RCB 3.4 Covered Bond issuance notifications

MAR 5.6 Reporting requirements

EG 3.2A Information requests (section 122A)

EG 9.5 Prohibition orders against other individuals

DTR 8.3 Criteria for approval as a primary information provider

LR 6.13 Externally managed companies