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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

IFPRU 7.1 Application

As Published: 2019

IFPRU 7.1 Application

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

ICOBS 2.3 Inducements

As Published: 2018

ICOBS 2.3 Inducements

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

CASS 11.8 Client bank account acknowledgement letters

As Published: 2014

CASS 11.8 Client bank account acknowledgement letters

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance