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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

IPRU-INV 5.16 Foreign exchange requirement

COLL 6.10 Senior personnel responsibilities

IPRU-INV 1.2 APPLICATION

LR 20.1 Application

CONC 1.1 Application and purpose

SYSC 18.1 Application and purpose

MCOB 2A.3 Foreign currency loans

IPRU-INV 11.1 INTRODUCTION

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

CASS 3.1 Application and Purpose

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

EG 18.1 Cancellation on the FCA’s own-initiative

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

DEPP 7.1 Application and purpose

LR 4.3 Approval and publication of listing particulars

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 20.3 Decision making under the CCA Order