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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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Similar To

IFPRU 5.1 Application and purpose

SUP 3.5 Auditors' independence

DISP 1.3 Complaints handling rules

PERG 1.3 Status of guidance

SUP 8.9 Decision making

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

LR 5.4A Transfer between listing categories

REC 3.4 Members of the management body and internal organisation

EG 7.6 Private warnings

SUP 17A.2 Connectivity with FCA systems

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy