Search Result

661 - 680 of 1632 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

MCOB 4.6A Rolling-up of fees or charges into loan

As Published: 2012

MCOB 4.6A Rolling-up of fees or charges into loan

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements