Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

…

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

…

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

…

COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

…

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

As Published: 2018

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 12.2 Investment research and non-independent research

SUP 5.5 Duties of firms

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 16.5 Annual Close Links Reports

PERG 4.15 Mortgage activities carried on by 'packagers'

PR 5.6 Miscellaneous

REC 2A.3 Guidance on RAP recognition requirements

MIPRU 4.2A Credit risk capital requirement

COBS 5.2 E-Commerce

SUP 10A.10 Customer-dealing functions

BIPRU 5.4 Financial collateral

PERG 2.6 Specified investments: a broad outline

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)