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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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