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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates