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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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