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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion