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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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IPRU-INV 11.1 INTRODUCTION

As Published: 2019

IPRU-INV 11.1 INTRODUCTION

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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SYSC 4.5

As Published: 2015

SYSC 4.5

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

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