Search Result

521 - 540 of 1579 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability