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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

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COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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CONC 7.12 Lenders’ responsibilities in relation to debt

As Published: 2020

CONC 7.12 Lenders’ responsibilities in relation to debt

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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