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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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Similar To

LR 4.2 Contents and format of listing particulars

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 10C.4 Specification of functions

SUP 8.2 Introduction

COLL 2.1 Authorised fund applications

SUP 11.1 Application

SUP 4.5 Provisions applicable to all actuaries

EG 13.12 Insolvency regime and relevant sections of the Act

SUP 1A.1 Application and purpose

COND 1.2 Purpose

LR 11.1 Related party transactions

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 8.6 Communicate

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy