Search Result

461 - 480 of 1222 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2015

CONC 4.6 Pre-contract disclosure: continuous payment authorities

CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2015

CONC 11.2 Right of withdrawal: P2P agreements

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

MCOB 3A.8 Sale and rent back financial promotions

As Published: 2015

MCOB 3A.8 Sale and rent back financial promotions

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales